Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julia? Claim Your ProfileJulia H. Garg is a financial professional with over 20 years of experience in the industry. Julia is currently registered with Siebert Williams Shank & Co., LLC, and holds a Series 7, Series 52, Series 53, Series 54, Series 63, and Series 79 licenses. Julia has a strong background in municipal securities and investment banking, and is committed to providing her clients with the highest quality financial advice. Julia is registered in Illinois and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
04/27/2022 - Present
Siebert Williams Shank & CO., LLC (CHICAGO IL)
OK
03/07/2022 - 04/22/2022
THE BAKER GROUP, LP (OKLAHOMA CITY OK)
NY
02/15/2002 - 04/10/2002
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
06/18/1999 - 02/04/2002
GOLDMAN, SACHS & CO. (NEW YORK NY)
IL
12/17/1997 - 05/11/1999
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
BC
Issued 03/15/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/10/2019
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 04/10/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/21/2022
Series 52TO - Municipal Securities Representative Examination
BC
Issued 03/07/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/22/2022
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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