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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julia? Claim Your ProfileJulia Elizabeth Buff is an investment advisor representative with Cetera Investment Advisers LLC. Julia has been in the financial services industry since October 27, 2019. She has been with Cetera Investment Advisers LLC since June 2023. Previously, she worked with VOYA FINANCIAL ADVISORS, INC. from October 28, 2019, to June 9, 2021. Julia has a Series 63, Series 65, Series 6TO, and SIE license. She is registered in several states, including Alaska, Arizona, California, Colorado, Idaho, Missouri, New Jersey, New Mexico, South Carolina, Texas, Utah, and Virginia. Julia is also a board member for both the School Community Youth Collaborative (SCYC) and Battle Rock Charter School. Julia focuses on financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for both businesses and individuals.
Cortez, CO
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CO
06/29/2023 - Present
Cetera Investment Advisers LLC (Cortez CO)
CO
10/28/2019 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (Cortez CO)
BC
Issued 10/25/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 6/2/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 7/25/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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