Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julia? Claim Your ProfileJulia Mooney is a financial advisor with Cambridge Investment Research, Inc. located in Storm Lake, Iowa. Julia has been in the financial services industry since 1985. She has a Series 7 and Series 63 license and is registered to provide financial advice in Iowa. Julia has previous experience with Broker Dealer Financial Services Corp., SWS Financial Services, First Lincoln Investments, Inc., and Wall Street of America, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
10/20/2018 - Present
Cambridge Investment Research, Inc. (STORM LAKE IA)
IA
01/03/2011 - 10/20/2018
BROKER DEALER FINANCIAL SERVICES CORP. (STORM LAKE IA)
IA
09/01/2010 - 01/07/2011
SWS FINANCIAL SERVICES (STORM LAKE IA)
NE
08/12/1991 - 08/30/2010
FIRST LINCOLN INVESTMENTS, INC. (LINCOLN NE)
NA
07/24/1985 - 08/15/1991
WALL STREET OF AMERICA, INC.
BC
Issued 01/07/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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