Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julia? Claim Your ProfileJulia Erickson is a financial professional with over 30 years of experience in the financial services industry. Julia has a strong background in fixed income and equity markets, as well as in municipal finance. Julia currently works at Bofa Securities, Inc. and previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC of America Securities LLC, and other firms. Julia is registered to provide securities-related services in all 50 states, the District of Columbia, and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NC
05/10/2019 - Present
Bofa Securities, Inc. (CHARLOTTE NC)
IL
11/01/2010 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
TX
05/01/2000 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (DALLAS TX)
OH
02/19/1997 - 10/09/1997
BANC ONE CAPITAL CORPORATION (COLUMBUS OH)
NY
03/29/1993 - 02/18/1997
NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)
MA
09/01/1992 - 04/02/1993
NATIONSBANC SECURITIES, INC. (BOSTON MA)
NY
01/07/1991 - 09/01/1992
NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)
MA
04/02/1990 - 01/10/1991
NCNB SECURITIES, INC. (BOSTON MA)
NA
11/06/1987 - 04/02/1990
NCNB TEXAS SECURITIES, INC.
NA
05/02/1986 - 11/06/1987
REPUBLICBANK SECURITIES COMPANY, INC.
BC
Issued 07/05/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2007
Series 24 - General Securities Principal Examination
BC
Issued 12/19/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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