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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julia? Claim Your ProfileJulia Ann Caballero is a financial advisor in Santa Ana, California. Julia has been working in the financial services industry since 1995, holding licenses in both Broker/Dealer and Investment Advisor roles. Julia is currently registered with Osaic Wealth, Inc., but has previously been affiliated with Equitable Distributors, Inc., EQ Financial Consultants, Inc. and The Equitable Life Assurance Society of the United States. Julia has a proven track record of success in providing financial advice to individuals, families and businesses. Julia is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
02/06/2024 - Present
Osaic Wealth, Inc. (SANTA ANA CA)
NC
06/17/1999 - 11/02/2000
EQUITABLE DISTRIBUTORS, INC. (CHARLOTTE NC)
NY
03/17/1995 - 07/08/1999
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
03/17/1995 - 07/08/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 02/05/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/17/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2017
Series 7 - General Securities Representative Examination
BC
Issued 03/16/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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