Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julia? Claim Your ProfileJulia Ferguson is a registered representative with Dowling & Partners Securities LLC. Julia has been in the securities industry since April 18, 2006. Julia holds Series 7, 7TO, 86, 87, and SIE licenses. Julia is registered in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
01/07/2020 - Present
Dowling & Partners Securities LLC (FARMINGTON CT)
CT
04/14/2004 - 01/02/2018
DOWLING & PARTNERS SECURITIES LLC (FARMINGTON CT)
BC
Issued 06/04/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/02/2023
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 01/02/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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