Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julia? Claim Your ProfileJulia Saunders is a registered representative with Wellington Funds Distributors Inc. in Chicago, IL. Julia is a series 7, 63, 55, 3, SIE and 57TO licensed professional. She has been in the financial services industry since 1999 and has previously worked at Northern Trust Securities, Inc., Loop Capital Markets LLC, Lehman Brothers Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
02/23/2023 - Present
Wellington Funds Distributors Inc. (CHICAGO IL)
IL
08/11/2020 - 03/17/2022
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
IL
09/03/2008 - 01/02/2019
LOOP CAPITAL MARKETS LLC (CHICAGO IL)
NY
06/15/2005 - 06/06/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/27/1999 - 02/20/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2007
Series 3 - National Commodity Futures Examination
BC
Issued 07/20/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/26/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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