Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julia? Claim Your ProfileJulia Lopiparo is a financial professional with over 27 years of experience in the industry. Julia is currently a registered representative with Morgan Stanley and is located in Houston, TX. Julia also previously held positions at J.P. Morgan Securities LLC, UBS Financial Services Inc. and Securities America, Inc. Julia has a strong background in investments and has a wide range of experience in the industry. Julia is dedicated to providing her clients with the highest quality financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
07/19/2022 - Present
Morgan Stanley (Houston TX)
TX
09/28/2012 - 07/01/2022
J.P. MORGAN SECURITIES LLC (KATY TX)
LA
06/01/2009 - 10/17/2012
MORGAN STANLEY (NEW ORLEANS LA)
LA
08/22/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW ORLEANS LA)
LA
03/14/2008 - 09/08/2008
UBS FINANCIAL SERVICES INC. (NEW ORLEANS LA)
LA
05/19/2006 - 02/05/2008
SECURITIES AMERICA, INC. (BATON ROUGE LA)
NJ
08/14/2000 - 05/04/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
02/06/1997 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
TN
08/16/1995 - 01/27/1997
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
IA
Issued 12/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/21/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2009
Series 3 - National Commodity Futures Examination
BC
Issued 05/13/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 08/15/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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