Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jules? Claim Your ProfileJules Gimbernat is an active investment advisor representative with Morgan Stanley. Jules has been in the industry since October 1992 and is registered with the Financial Industry Regulatory Authority (FINRA). Jules is registered in 17 states. Jules has also held positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
WA
08/14/2020 - Present
Morgan Stanley (Kirkland WA)
WA
12/03/2013 - 08/17/2020
WELLS FARGO CLEARING SERVICES, LLC (BELLEVUE WA)
WA
10/11/1992 - 12/04/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BELLEVUE WA)
IA
Issued 04/09/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/07/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/15/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 10/03/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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