Unclaimed
Jules Erlene Pinzon is a registered representative of Fidelity Brokerage Services LLC, licensed to sell securities in 53 states and the District of Columbia. Jules has a combined 7 years of industry experience. Jules’s current registration with FINRA is active and the registration date is 11/1/2019. Jules is registered with FINRA as a General Securities Representative and is qualified to sell securities under FINRA Series 7, 66 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NM
11/01/2019 - Present
Fidelity Brokerage Services LLC (ALBUQUERQUE NM)
NM
10/03/2016 - 10/09/2018
FIDELITY BROKERAGE SERVICES LLC (ALBUQUERQUE NM)
BOTH
Issued 10/27/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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