Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juha? Claim Your ProfileJuha Seppala is a financial professional registered with the state of New York and is currently employed by UBS Asset Management (us) Inc. Juha has been in the financial industry since 2009 and holds Series 7, Series 63, Series 79TO, and SIE licenses. Prior to joining UBS Asset Management (us) Inc., Juha has also held positions at Morgan Stanley Distribution, Inc., Morgan Stanley & Co. LLC, and Barclays Capital Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/29/2018 - Present
UBS Asset Management (us) Inc. (NEW YORK NY)
NY
01/31/2014 - 05/03/2017
MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)
NY
05/03/2010 - 02/11/2014
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
05/14/2008 - 03/05/2010
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 05/21/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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