Unclaimed
Judyann Peralta Williamson is a registered representative with Capfinancial Securities, LLC. Judyann has been in the financial industry since October 3, 2011. Her registration began on October 12, 2012. Judyann holds the Series 7 and SIE licenses. Judyann was previously registered with WELLS FARGO ADVISORS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
10/12/2012 - Present
Capfinancial Securities, LLC (RALEIGH NC)
NC
09/14/2011 - 09/21/2012
WELLS FARGO ADVISORS, LLC (RALEIGH NC)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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