Unclaimed
Judy Cain is a financial professional with PFS Investments Inc. located in Cumming, GA. Judy has been working in the financial industry since June 2022 and is a registered representative with FINRA. Judy has also passed the Series 63, Series 26 and Series 6TO examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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GA
06/03/2022 - Present
PFS Investments Inc. (CUMMING GA)
BC
Issued 08/05/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 06/03/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/08/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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