Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Judy? Claim Your ProfileJudy S. Wong is an investment advisor representative with Osaic Wealth, Inc., where has been employed since January 2024. Wong has been active in the financial services industry since April 1998. Prior to joining Osaic Wealth, Inc., worked at Woodbury Financial Services, Inc. in San Francisco, CA. Wong is registered with the state of California as an Investment Advisor Representative and Broker-Dealer Representative. holds the Series 7, 63, and 65 licenses. Wong provides financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/19/2024 - Present
Osaic Wealth, Inc. (SAN FRANCISCO CA)
CA
06/11/2013 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (SAN FRANCISCO CA)
CA
01/03/2011 - 06/20/2013
WELLS FARGO ADVISORS, LLC (SAN FRANCISCO CA)
CA
10/06/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
10/18/1999 - 10/09/2008
WAMU INVESTMENTS, INC. (SAN FRANCISCO CA)
NJ
04/14/1998 - 10/11/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 05/08/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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