Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Judy? Claim Your ProfileJudy S Chong ng is an active investment advisor representative at Raymond James & Associates, Inc. Judy is registered in 21 states and has been in the industry since 1998. Judy has a variety of licenses, including Series 7, Series 63, and Series 65. Judy has also passed the SIE and Series 31 exams. Judy provides a range of financial advisory services including financial planning, pension consulting, and portfolio management. Judy also offers educational seminars and assists clients in selecting other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NA
10/02/2024 - Present
Raymond James & Associates, Inc. (MAITE )
NY
02/03/1999 - 08/21/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
09/09/1998 - 12/04/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 05/06/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 08/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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