Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Judy? Claim Your ProfileJudy Cummins is a financial advisor registered with Spartan Capital Securities, LLC. She is licensed to provide investment advice in New York. Judy holds FINRA Series 6, 7, 26, and 63 licenses, as well as the SIE designation. She has been in the financial services industry since 2000. Previously, Judy worked at PARK AVENUE SECURITIES LLC and MML INVESTORS SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/19/2024 - Present
Spartan Capital Securities, LLC (NEW YORK NY)
NY
02/05/2004 - 02/16/2024
PARK AVENUE SECURITIES LLC (NEW YORK NY)
MA
06/09/2000 - 05/12/2003
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 07/31/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2013
Series 7 - General Securities Representative Examination
BC
Issued 06/08/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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