Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Judy? Claim Your ProfileJudy Lynn Welker is a financial advisor with over 28 years of experience in the industry. Judy has worked with Stifel, Nicolaus & Company, Inc. since April 2022. Prior to that, Judy was a registered representative with Vining-Sparks IBG, LLC. Judy holds FINRA Series 7, Series 63, and SIE licenses. Judy has a strong background in financial planning, portfolio management, and investment banking. Judy specializes in working with high-net-worth individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
04/22/2022 - Present
Stifel, Nicolaus & Company, Inc. (MEMPHIS TN)
TN
07/27/2009 - 04/22/2022
VINING-SPARKS IBG, LLC (MEMPHIS TN)
TN
07/27/2009 - 12/23/2014
ICBA SECURITIES (MEMPHIS TN)
TN
02/24/2009 - 07/22/2009
WUNDERLICH SECURITIES, INC. (MEMPHIS TN)
TN
03/01/2007 - 10/05/2007
RBC CAPITAL MARKETS CORPORATION (MEMPHIS TN)
TN
03/02/1998 - 11/13/2006
RBC DAIN RAUSCHER INC. (MEMPHIS TN)
NA
07/14/1992 - 03/02/1998
DAIN RAUSCHER INCORPORATED
BC
Issued 07/08/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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