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Judy Huang

Franklin Distributors, LLC

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About Judy Huang

Judy Huang is a financial advisor with Franklin Distributors, LLC in San Mateo, California. Judy has been in the industry for over 20 years, and has a strong understanding of the financial markets. Judy is committed to providing her clients with personalized financial advice and guidance. She works with a variety of clients, including individuals, families, and small businesses. Judy is also a registered representative with FINRA and a member of the California Bar.

Firm Information

Judy Huang is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Judy Huang’s Registration & Firm History

CA

07/07/2021 - Present

Franklin Distributors, LLC (San Mateo CA)

CA

06/17/2021 - 07/07/2021

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (SAN MATEO CA)

CA

05/04/2007 - 07/07/2021

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)

CA

12/15/2015 - 03/16/2021

TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC. (SAN MATEO CA)

CA

07/06/2006 - 04/13/2007

ROTH CAPITAL PARTNERS, LLC (NEWPORT BEACH CA)

CA

06/06/2000 - 07/07/2006

METLIFE SECURITIES INC. (IRVINE CA)

CA

06/06/2000 - 07/07/2006

METROPOLITAN LIFE INSURANCE COMPANY (IRVINE CA)

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Licenses & Designations

BC

Issued 06/26/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/12/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/2006

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 06/05/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Judy Huang.
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