Unclaimed
Judy Huang is a financial advisor with Franklin Distributors, LLC in San Mateo, California. Judy has been in the industry for over 20 years, and has a strong understanding of the financial markets. Judy is committed to providing her clients with personalized financial advice and guidance. She works with a variety of clients, including individuals, families, and small businesses. Judy is also a registered representative with FINRA and a member of the California Bar.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
07/07/2021 - Present
Franklin Distributors, LLC (San Mateo CA)
CA
06/17/2021 - 07/07/2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (SAN MATEO CA)
CA
05/04/2007 - 07/07/2021
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
CA
12/15/2015 - 03/16/2021
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC. (SAN MATEO CA)
CA
07/06/2006 - 04/13/2007
ROTH CAPITAL PARTNERS, LLC (NEWPORT BEACH CA)
CA
06/06/2000 - 07/07/2006
METLIFE SECURITIES INC. (IRVINE CA)
CA
06/06/2000 - 07/07/2006
METROPOLITAN LIFE INSURANCE COMPANY (IRVINE CA)
BC
Issued 06/26/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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