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Judy Tehsin Keng

Morgan Stanley

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About Judy Tehsin Keng

Judy Keng is a registered investment advisor representative, with over 23 years of experience in the financial services industry. Judy Keng is currently registered with Wealthpenn.comllc in Palo Alto, CA. Judy Keng has also previously held positions with WELLS FARGO ADVISORS, LLC, WELLS FARGO INVESTMENTS, LLC, and WELLS FARGO SECURITIES INC. Judy Keng has a broad range of experience in providing financial advice to individuals, businesses, and institutions. Judy Keng holds a Series 7, Series 63 and Series 65 securities licenses.

Firm Information

Judy Keng is currently registered with Morgan Stanley. Morgan Stanley, a Limited Liability Company formed in February 2009, is a registered investment advisor with the SEC and in all 50 states. Headquartered in Purchase, New York, the firm offers a wide range of advisory services including asset allocation advice, financial planning, pension consulting, educational seminars, and selection of other advisors. They manage portfolios for individuals, businesses, investment companies, and charitable organizations, and participate in wrap fee programs. Morgan Stanley manages over $1.4 trillion in assets for over 2.4 million accounts.
Morgan Stanley

245 Lytton Avenue

Palo Alto, CA 94301

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Judy Keng’s Registration & Firm History

CA

09/06/2011 - Present

Morgan Stanley (Palo Alto CA)

CA

01/03/2011 - 09/06/2011

WELLS FARGO ADVISORS, LLC (LOS ALTOS CA)

CA

05/02/2001 - 01/03/2011

WELLS FARGO INVESTMENTS, LLC (LOS ALTOS CA)

CA

07/20/1998 - 05/02/2001

WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)

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Licenses & Designations

IA

Issued 8/12/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 8/6/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 7/17/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Judy Tehsin Keng.
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