Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Judy? Claim Your ProfileJudy Chastain is a financial advisor with over 30 years of experience in the industry. Judy is currently registered with Osaic Wealth, Inc. and holds a Series 7, 6, 63, and 66 license. Judy also holds Series 8, 9, 10, 23, and 24 licenses. Prior to joining Osaic Wealth, Inc., Judy has worked with numerous firms including Triad Advisors, LLC, Securities America, Inc., Woodbury Financial Services, Inc., FSC Securities Corporation, Sagepoint Financial, Inc., Charles Schwab & Co., Inc., and Nationwide Securities, Inc. Judy is dedicated to helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
08/01/2023 - Present
Osaic Wealth, Inc. (PHOENIX AZ)
GA
04/14/2021 - 08/23/2024
TRIAD ADVISORS LLC (ATLANTA GA)
NE
04/14/2021 - 06/14/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
MN
01/05/2015 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
01/05/2015 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
01/05/2015 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
AZ
07/03/2003 - 12/18/2014
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
OH
04/17/2003 - 07/11/2003
NATIONWIDE SECURITIES, INC. (COLUMBUS OH)
TX
03/24/1993 - 12/31/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
05/08/1991 - 09/20/1991
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
CO
02/21/1990 - 06/05/1990
CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 4/18/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/20/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 7/8/2014
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 2/26/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/6/1991
Series 7 - General Securities Representative Examination
BC
Issued 2/20/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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