Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Judson? Claim Your ProfileJudson Doherty is an investment advisor representative at Charles Schwab & CO., Inc. Judson Doherty has been in the industry since May 8, 2003 and has a total of 13 years of experience in the securities industry. Judson Doherty is registered with FINRA as a general securities representative, a general securities principal and an options principal. Judson Doherty is also a chartered financial analyst and has been involved in a number of other business activities. Currently Judson Doherty serves on the Board of Athens Country Club. Judson Doherty has worked at a number of firms over the years, including Stadion Money Management, LLC. Judson Doherty is currently registered with the state of Georgia as a broker-dealer and as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
GA
12/07/2022 - Present
Charles Schwab & CO., Inc. (Athens GA)
CO
10/11/2022 - 12/06/2022
ALPS DISTRIBUTORS, INC. (DENVER CO)
PA
04/27/1998 - 09/29/1999
MID ATLANTIC CAPITAL CORPORATION (PITTSBURGH PA)
BC
Issued 11/09/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/31/1996
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/23/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/10/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/11/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/03/2022
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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