Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Judson? Claim Your ProfileJudson Fleming is a financial advisor with over 18 years of experience in the industry. Judson is currently registered with Wells Fargo Advisors Financial Network, LLC in both Alabama and Texas. Prior to this role, Judson was a registered representative with Wells Fargo Clearing Services, LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc. and AmSouth Investment Services, Inc. Judson is also a Series 6, 7, 9, 10, 63 and 66 licensed professional. Judson is a specialist in retirement planning, investment management, and insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
03/17/2023 - Present
Wells Fargo Advisors Financial Network, LLC (HOMEWOOD AL)
AL
07/11/2012 - 03/17/2023
WELLS FARGO CLEARING SERVICES, LLC (BIRMINGHAM AL)
AL
06/01/2009 - 07/17/2012
MORGAN STANLEY SMITH BARNEY (BIRMINGHAM AL)
AL
05/18/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BIRMINGHAM AL)
AL
04/18/1994 - 05/02/1995
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
BOTH
Issued 05/26/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/17/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2006
Series 7 - General Securities Representative Examination
BC
Issued 04/15/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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