Unclaimed
Judson Smith is an investment advisor representative with Stonex Advisors Inc. and has been in the securities industry since 1986. Judson is registered with the state of Alabama and has been with Stonex Advisors Inc. since June 2016. Previous employers include Sterne, Agee & Leach, Inc., Wachovia Securities, LLC, Prudential Securities Incorporated, Legg Mason Wood Walker, Incorporated, Howard, Weil, Labouisse, Friedrichs Inc., and Buchanan & Co., Inc. Judson offers a variety of financial services, including financial planning, portfolio management, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Financial consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
06/30/2016 - Present
Stonex Advisors Inc. (Hoover AL)
AL
08/17/2007 - 10/16/2012
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
AL
07/01/2003 - 08/23/2007
WACHOVIA SECURITIES, LLC (BIRMINGHAM AL)
NY
01/22/2002 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MD
10/17/1988 - 01/18/2002
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
10/12/1987 - 10/17/1988
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.
NA
09/26/1986 - 10/23/1987
BUCHANAN & CO., INC.
IA
Issued 11/21/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/20/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1988
Series 3 - National Commodity Futures Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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