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Judson Alan Smith

Stonex Advisors Inc.

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About Judson Alan Smith

Judson Smith is an investment advisor representative with Stonex Advisors Inc. and has been in the securities industry since 1986. Judson is registered with the state of Alabama and has been with Stonex Advisors Inc. since June 2016. Previous employers include Sterne, Agee & Leach, Inc., Wachovia Securities, LLC, Prudential Securities Incorporated, Legg Mason Wood Walker, Incorporated, Howard, Weil, Labouisse, Friedrichs Inc., and Buchanan & Co., Inc. Judson offers a variety of financial services, including financial planning, portfolio management, pension consulting, educational seminars, and selection of other advisors.

Firm Information

Judson Smith is currently registered with Stonex Advisors Inc.. Stonex Advisors Inc. is a Registered Investment Advisor (RIA) based in Birmingham, Alabama with a strong national presence. They provide financial planning and consulting services to individuals, businesses, and charitable organizations. Stonex manages over $4.5 billion in assets, with a dedicated team of over 200 licensed agents, investment advisor representatives, and registered representatives.
Stonex Advisors Inc.

2 PERIMETER PARK SOUTH

BIRMINGHAM, AL 35243

$4.52B

Assets Under Management

48

Total Clients

241

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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financial consulting services

Financial consulting services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Judson Smith’s Registration & Firm History

AL

06/30/2016 - Present

Stonex Advisors Inc. (Hoover AL)

AL

08/17/2007 - 10/16/2012

STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)

AL

07/01/2003 - 08/23/2007

WACHOVIA SECURITIES, LLC (BIRMINGHAM AL)

NY

01/22/2002 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

MD

10/17/1988 - 01/18/2002

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

NA

10/12/1987 - 10/17/1988

HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.

NA

09/26/1986 - 10/23/1987

BUCHANAN & CO., INC.

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Licenses & Designations

IA

Issued 11/21/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/20/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/02/1988

Series 3 - National Commodity Futures Examination

BC

Issued 09/20/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Judson Alan Smith. Review regulatory record here.
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