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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Judith? Claim Your ProfileJudith Walker is an investment advisor representative who is currently registered with Wells Fargo Clearing Services, LLC. Judith has been in the securities industry for over 27 years. Judith has held several other positions at different firms over the years and is currently registered with Wells Fargo Clearing Services, LLC in Pennsylvania and Texas. Judith is a licensed investment advisor in Pennsylvania and Texas. Judith has earned the Series 6, 7, 9, 10, 63 and 65 securities licenses. Judith is also registered as an investment advisor representative with Wells Fargo Advisors LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
08/29/2014 - Present
Wells Fargo Clearing Services, LLC (LEMOYNE PA)
PA
09/27/2002 - 04/01/2009
CITIGROUP GLOBAL MARKETS INC. (HARRISBURG PA)
KY
04/21/1999 - 10/01/2002
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
PA
12/09/1998 - 04/21/1999
PNC BROKERAGE CORP (PITTSBURGH PA)
MO
12/23/1992 - 12/19/1994
CLEARING SERVICES OF AMERICA, INC. (ST. LOUIS MO)
NA
04/27/1992 - 12/22/1992
G. R. PHELPS & CO., INC.
NY
08/05/1991 - 03/25/1992
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
08/05/1991 - 03/25/1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 12/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/27/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/1998
Series 7 - General Securities Representative Examination
BC
Issued 08/02/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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