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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Judith? Claim Your ProfileJudith Rosenthal is a registered investment advisor representative with Alliancebernstein LP, headquartered in Nashville, TN. Judith has been in the financial services industry since December 2, 2000. Judith has a strong track record of providing investment advice and portfolio management services to individual and institutional clients, including high net worth individuals, corporations, investment companies, and pension plans. Judith holds a Series 7, 31, 63, 65 and 66 license and has a proven track record of success in the financial services industry. Judith and Alliancebernstein provide a variety of investment advisory services, including asset allocation, financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
10/10/2023 - Present
Alliancebernstein LP (NEW YORK NY)
NY
05/15/1997 - 01/26/2015
AMERIPRISE FINANCIAL SERVICES, INC. (NEW YORK NY)
MN
05/15/1997 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 09/06/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/03/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/19/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2018
Series 31 - Futures Managed Funds Examination
BC
Issued 05/05/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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