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Judith Paris

Charles Schwab & CO., Inc.

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About Judith Paris

Judith Paris is an active broker and investment advisor representative registered with Charles Schwab & CO., Inc. based in Westlake, TX. Judith has been working in the financial services industry since 1989, has a strong background with previous employers Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co., Incorporated, Tucker Anthony Incorporated, and Weiss Peck & Greer. Judith is registered with the State of Texas and holds the Series 7, Series 63 and SIE securities licenses.

Firm Information

Judith Paris is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Judith Paris’s Registration & Firm History

TX

08/24/2022 - Present

Charles Schwab & CO., Inc. (Westlake TX)

NY

03/08/2002 - 06/27/2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GARDEN CITY NY)

NY

10/06/2000 - 11/26/2001

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NY

09/17/1991 - 10/15/2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

MA

06/23/1989 - 09/13/1991

TUCKER ANTHONY INCORPORATED (BOSTON MA)

MA

02/14/1989 - 06/28/1989

WEISS PECK & GREER (BOSTON MA)

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Licenses & Designations

BC

Issued 03/28/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Judith Paris.
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