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Judith Mechiel Lake

MMA Securities LLC

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About Judith Mechiel Lake

Judith Lake has been in the financial industry since February 2006. Judith is currently registered with MMA Securities LLC, and is licensed in California, Louisiana, and Texas. Judith has previously worked at Guidestone Financial Services, Securian Financial Services, and MML Investors Services. Judith specializes in Retirement Plan Participants, and is able to offer educational seminars and advisory services for retirement plan participants.

Firm Information

Judith Lake is currently registered with MMA Securities LLC. MMA Securities LLC is a Limited Liability Company formed in February 1998. The firm, headquartered in New York, NY, provides advisory services to retirement plan participants, including pension consulting, educational seminars, and selection of other advisors. With a focus on retirement services, MMA Securities LLC serves a wide range of clients, including pension and profit-sharing plans, state or municipal government entities, and plan participants. They are registered with the SEC and hold registrations in all 50 states.
MMA Securities LLC

1166 AVENUE OF THE AMERICAS

NEW YORK, NY 10036

Not reported

Assets Under Management

6,149

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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advisory services to retirement plan participants

Advisory services to retirement plan participants

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Based on assets under advisement or per capita

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Judith Lake’s Registration & Firm History

TX

07/28/2023 - Present

MMA Securities LLC (Dallas TX)

TX

10/20/2010 - 07/20/2016

GUIDESTONE FINANCIAL SERVICES (DALLAS TX)

TX

10/15/2008 - 08/03/2010

SECURIAN FINANCIAL SERVICES, INC. (DALLAS TX)

TX

03/30/2005 - 12/03/2008

MML INVESTORS SERVICES, INC. (DALLAS TX)

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Licenses & Designations

BOTH

Issued 07/28/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/14/2005

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 12/21/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/29/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Judith Mechiel Lake.
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