Unclaimed
Judith Maureen Noffke is a financial professional with over 20 years of experience in the industry. Judith is currently registered with Cadaret, Grant & CO., Inc. and is located in Syracuse, NY. She has held previous positions at Northwestern Mutual Investment Services, LLC, J.P. Morgan Securities LLC, Chase Investment Services Corp., and Thrivent Investment Management Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/03/2024 - Present
Cadaret, Grant & CO., Inc. (SYRACUSE NY)
WI
01/22/2024 - 05/29/2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Milwaukee WI)
IL
10/01/2012 - 11/06/2023
J.P. MORGAN SECURITIES LLC (Chicago IL)
OH
02/02/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (COLUMBUS OH)
WI
10/27/2000 - 01/27/2011
THRIVENT INVESTMENT MANAGEMENT INC. (APPLETON WI)
BOTH
Issued 10/28/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2016
Series 4 - Registered Options Principal Examination
BC
Issued 09/05/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/27/2005
Series 24 - General Securities Principal Examination
BC
Issued 04/03/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/14/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2004
Series 7 - General Securities Representative Examination
BC
Issued 10/26/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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