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Judith Mary Vale

Neuberger Berman BD LLC

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About Judith Mary Vale

Judith Mary Vale is a registered investment advisor representative with Neuberger Berman BD LLC. Judith has been in the industry since 1985 and holds licenses in both Broker/Dealer and Investment Advisor. Judith has a long history in the industry with experience at INGALLS & SNYDER, ATALANTA/SOSNOFF MANAGEMENT CORPORATION, and NEUBERGER BERMAN MANAGEMENT LLC. Judith has passed several industry exams including Series 7, Series 24, Series 63, and Series 65. Judith also provides portfolio management services to various clients of Neuberger Berman BD LLC.

Firm Information

Judith Vale is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Judith Vale’s Registration & Firm History

NY

03/04/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

10/16/1995 - 06/30/2016

NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)

NA

03/30/1987 - 05/15/1987

ATALANTA/SOSNOFF MANAGEMENT CORPORATION

NA

01/02/1980 - 01/08/1987

INGALLS & SNYDER

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Licenses & Designations

IA

Issued 12/01/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/10/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/14/1996

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/26/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Judith Mary Vale.
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