Unclaimed
Judith Kula is a financial professional with over 28 years of experience in the industry. Judith currently holds active registrations with Wolverine Trading, LLC and Wolverine Execution Services, LLC. Her experience includes roles at Wolverine Securities, LLC, Wolverine Capital Markets LLC, E. D. & F. MAN INTERNATIONAL INC., SBC WARBURG, INC., O'Connor & Associates, and O'Connor Investments. Judith has passed the Series 27, SIE, and Series 99TO examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
12/19/2002 - Present
Wolverine Trading, LLC (CHICAGO IL)
IL
03/16/2015 - 06/22/2021
WOLVERINE SECURITIES, LLC (CHICAGO IL)
IL
04/01/2002 - 12/02/2019
WOLVERINE CAPITAL MARKETS LLC (CHICAGO IL)
NY
08/17/1998 - 10/03/2000
E. D. & F. MAN INTERNATIONAL INC. (NEW YORK NY)
NY
01/03/1995 - 12/11/1996
SBC WARBURG, INC. (NEW YORK NY)
IL
09/27/1994 - 01/03/1995
O'CONNOR & ASSOCIATES (CHICAGO IL)
NA
02/13/1989 - 06/08/1992
O'CONNOR INVESTMENTS
BC
Issued 09/22/1994
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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