Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Judith? Claim Your ProfileJudith Lynn Staufer has been in the securities industry since December 8, 2007. Judith is currently registered with Morgan Stanley in Richmond, Virginia. Judith is also registered as an Investment Advisor Representative in Texas and Virginia. Judith was previously registered with INVESTORS SECURITY COMPANY, INC., MORGAN STANLEY & CO., INCORPORATED, GRO CORPORATION, and KIDDER, PEABODY & CO. INCORPORATED. Judith has passed the Series 3, 4, 7, 63, and 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
VA
03/07/2013 - Present
Morgan Stanley (Richmond VA)
NA
04/06/1992 - 12/10/1992
INVESTORS SECURITY COMPANY, INC.
NA
06/08/1987 - 08/08/1990
MORGAN STANLEY & CO., INCORPORATED
NA
08/26/1986 - 06/19/1987
GRO CORPORATION
NA
09/24/1985 - 11/01/1985
KIDDER, PEABODY & CO. INCORPORATED
BOTH
Issued 03/06/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/14/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/1988
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2012
Series 7 - General Securities Representative Examination
BC
Issued 12/24/1986
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Judith Staufer is the right advisor for you? Invested Better is here to help.
