Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Judith? Claim Your ProfileJudith Lynn Harkleroad is a registered investment advisor representative with Truist Advisory Services, Inc. Judith has been in the securities industry for over 27 years, with experience at firms such as Marine Midland Securities, Inc. and Dean Witter Reynolds Inc. Judith is a Series 7 and Series 66 licensed representative and holds the Series 31 and Series 24 licenses. Judith is registered in several states, including Alabama, Colorado, Florida, Georgia, Illinois, Indiana, Maryland, North Carolina, Ohio, Pennsylvania, South Carolina, South Dakota, Tennessee, and Virginia. Judith specializes in providing financial planning and portfolio management services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
09/09/2016 - Present
Truist Advisory Services, Inc. (CHATTANOOGA TN)
NY
12/18/1996 - 01/12/1998
MARINE MIDLAND SECURITIES, INC. (NEW YORK NY)
NY
11/17/1995 - 09/25/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 08/08/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/06/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 11/16/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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