Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Judith? Claim Your ProfileJudith Lopas is a financial advisor with Northwestern Mutual Investment Services, LLC based in Albuquerque, NM. Judith has been in the industry since April 2012. Judith has her Series 66, Series 7 and SIE licenses. Judith is currently registered in New Mexico for both securities and investment advisory services. Judith has previously worked with Waddell & Reed and Farm Bureau.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NM
02/12/2016 - Present
Northwestern Mutual Investment Services, LLC (ALBUQUERQUE NM)
NM
03/22/2011 - 01/26/2015
WADDELL & REED (ALBUQUERQUE NM)
BOTH
Issued 06/08/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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