Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Judith? Claim Your ProfileJudith Mohr is a financial advisor with over 30 years of experience in the industry. Judith has a strong track record of providing financial planning and investment advice to individuals, families, and businesses. Judith is a Certified Financial Planner™ and holds the Series 7, Series 63 and Series 65 securities licenses. Judith is currently affiliated with LPL Financial LLC, a leading independent broker-dealer and financial advisor. Judith has also previously worked with Securities America, Inc., Securities Service Network, Inc., Woodbury Financial Services, Inc., Equity Services, Inc., BANC of America Investment Services, Inc., NationsSecurities, NationsBanc Securities, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
11/12/2021 - Present
LPL Financial LLC (TEGA CAY SC)
SC
11/13/2013 - 11/22/2021
SECURITIES AMERICA, INC. (FORT MILL SC)
NC
08/27/2009 - 11/13/2013
SECURITIES SERVICE NETWORK, INC. (CHARLOTTE NC)
NC
10/10/2008 - 09/01/2009
WOODBURY FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NC
08/28/2002 - 10/15/2008
EQUITY SERVICES, INC. (CHARLOTTE NC)
MA
01/01/1998 - 01/25/2001
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NA
06/07/1993 - 01/01/1998
NATIONSSECURITIES
MA
02/18/1993 - 06/07/1993
NATIONSBANC SECURITIES, INC. (BOSTON MA)
NY
06/24/1987 - 11/11/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/24/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/15/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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