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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Judith? Claim Your ProfileJudith Leahy is a financial advisor who has been in the industry since February 12, 1987. She is currently registered with Citigroup Global Markets Inc. in New York and is licensed in 38 states and jurisdictions. Judith has a variety of experience, working with individuals, corporations, high-net-worth clients and institutions, including charitable organizations and pension and profit-sharing plans. Judith has held previous positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated and CIBC World Markets Corp. She holds both Series 7 and Series 63 licenses and the Series 65. Citigroup Global Markets Inc. is a large firm with over $50 billion in assets under management and has approximately 11,754 clients. The firm provides financial planning, portfolio management, and other investment services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (Uniondale NY)
NY
09/18/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (YONKERS NY)
NY
05/19/2000 - 02/03/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/20/1991 - 05/04/2000
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
01/19/1987 - 03/27/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
01/18/1986 - 01/23/1987
DREXEL BURNHAM LAMBERT INCORPORATED
NA
06/18/1985 - 01/27/1986
MOSELEY, HALLGARTEN, ESTABROOK & WEEDEN, INC.
IA
Issued 06/09/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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