Unclaimed
Judith Vandermeid is a financial advisor at UBS Financial Services Inc. Judith has been in the financial services industry since 2004 and has been registered with UBS Financial Services Inc. since 2009. Judith's previous experience includes positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, ING Financial Partners, Inc., and Wachovia Securities, Inc. Judith holds the Series 7, Series 66, and SIE licenses. Judith is registered with the following states: Arizona, California, Florida, Idaho, Kansas, Massachusetts, Ohio, Oregon, South Carolina, Tennessee, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
WA
01/21/2009 - Present
UBS Financial Services Inc. (SEATTLE WA)
WA
08/11/2005 - 01/20/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEATTLE WA)
CT
04/15/2004 - 08/15/2005
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
MO
07/19/2002 - 09/19/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
BOTH
Issued 07/12/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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