Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Judith? Claim Your ProfileJudith Kaufman has been a registered representative in the securities industry for over 16 years. Judith is currently employed by Merrill Lynch, Pierce, Fenner & Smith Inc. and is registered in both New Jersey and Texas. Judith has a strong background in the financial industry, having worked with other firms such as Morgan Stanley, UBS Financial Services Inc., and Morgan Stanley Smith Barney. Judith specializes in providing investment advice to individuals, businesses, and corporations. Judith has a strong track record of success in helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
03/14/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SHORT HILLS NJ)
NJ
12/23/2016 - 01/27/2022
MORGAN STANLEY (Little Falls NJ)
NJ
06/04/2016 - 12/05/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SHORT HILLS NJ)
NJ
03/22/2012 - 06/08/2016
UBS FINANCIAL SERVICES INC. (FLORHAM PARK NJ)
NJ
06/01/2009 - 03/28/2012
MORGAN STANLEY SMITH BARNEY (MORRISTOWN NJ)
NJ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MT. LAUREL NJ)
NJ
06/28/2006 - 04/02/2007
MORGAN STANLEY DW INC. (VOORHEES NJ)
BOTH
Issued 12/04/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 06/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Judith Kaufman is the right advisor for you? Invested Better is here to help.
