Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Judith? Claim Your ProfileJudith Kasen-Windsor is an Investment Advisor Representative with Wells Fargo Advisors Financial Network, LLC. Judith has been in the industry since May 1997. Judith is registered with the states of California, Colorado, Connecticut, Florida, Illinois, Massachusetts, New Jersey, New York, Pennsylvania, South Carolina, and Wyoming. Judith has also passed the Series 7, Series 63, and Series 65 exams. Judith holds the SIE designation. Judith has a total of 2434 clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
09/12/2024 - Present
Wells Fargo Advisors Financial Network, LLC (CHATHAM NJ)
NY
11/14/2008 - 05/12/2022
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
NY
05/30/1997 - 12/04/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 02/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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