Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Judith? Claim Your ProfileJudith Irene Enochs is an Investment Advisor Representative with Stifel, Nicolaus & Company, Inc., working in their SANTA ROSA, CA office. Judith is licensed in 43 states for securities and investment advisory business and has been active in the industry since 1994. Judith has passed the Series 3, 7, 8, 9, 10, 63 and 65 exams. Judith specializes in working with individuals, businesses, corporations, insurance companies, investment clubs, charitable organizations, pension and profit sharing plans, pooled investment vehicles and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/31/2020 - Present
Stifel, Nicolaus & Company, Inc. (SANTA ROSA CA)
CA
01/19/1994 - 04/30/2014
UBS FINANCIAL SERVICES INC. (SANTA ROSA CA)
IA
Issued 09/25/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/27/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2005
Series 3 - National Commodity Futures Examination
BC
Issued 01/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Judith Enochs is the right advisor for you? Invested Better is here to help.
