Unclaimed
Judith Irene Bode is a registered representative with J.w. Cole Financial, Inc. in Tomball, TX. Judith has been in the securities industry since July 25, 2006 and is registered with FINRA as well as the states of Texas, Washington, and Wisconsin. Judith holds the Series 6 and Series 63 licenses as well as the SIE exam. Prior to joining J.w. Cole Financial, Inc., Judith was employed by H.D. Vest Investment Services in Magnolia, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
11/05/2010 - Present
J.w. Cole Financial, Inc. (Tomball TX)
TX
07/25/2006 - 11/08/2010
H.D. VEST INVESTMENT SERVICES (MAGNOLIA TX)
BC
Issued 04/28/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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