Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Judith? Claim Your ProfileJudith Hefter Berlin is a financial advisor with over 36 years of experience in the financial services industry. Judith is currently registered with UBS Financial Services Inc. as a Registered Representative and Investment Advisor Representative. Judith has been with UBS Financial Services Inc. since January 1995. Prior to that, Judith was registered with Walnut Street Securities, Inc. and Cowen & Co. Judith's areas of expertise include portfolio management for businesses and individuals, financial planning, and pension consulting. Judith is also a registered Investment Advisor Representative in Florida, Illinois, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
09/02/2003 - Present
UBS Financial Services Inc. (CHICAGO IL)
CA
05/18/1989 - 05/23/1994
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
10/27/1986 - 12/04/1987
COWEN & CO. (NEW YORK NY)
NA
10/26/1984 - 10/27/1986
FREEHLING & CO.
BOTH
Issued 03/13/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/17/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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