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Judith Gene Ashworth

Blaylock VAN, LLC

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About Judith Gene Ashworth

Judith Ashworth is a financial professional with over 38 years of experience in the industry. Judith is currently registered with Blaylock VAN, LLC. Judith has previously been registered with Blaylock & Company, Inc., Macquarie Securities (USA) Inc., Nathan & Lewis Securities, Inc., Tucker Anthony Incorporated, Oppenheimer & Co., Inc., and L. F. Rothschild & Co. Incorporated. Judith has passed the Series 7, Series 63, SIE, and Series 99TO exams.

Firm Information

Judith Ashworth is currently registered with Blaylock VAN, LLC. Blaylock VAN, LLC is a Limited Liability Company formed on March 26, 2007. It is registered with the SEC and in 32 states.

Not reported

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Judith Ashworth’s Registration & Firm History

NY

12/21/2007 - Present

Blaylock VAN, LLC (NEW YORK NY)

NY

07/25/2007 - 12/21/2007

BLAYLOCK & COMPANY, INC. (NEW YORK NY)

NY

04/17/2007 - 06/01/2007

MACQUARIE SECURITIES (USA) INC. (NEW YORK NY)

NY

07/25/2002 - 05/09/2005

BLAYLOCK & COMPANY, INC. (NEW YORK NY)

NY

11/28/2001 - 07/08/2002

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

MA

08/29/1989 - 11/09/2001

TUCKER ANTHONY INCORPORATED (BOSTON MA)

NY

01/29/1988 - 09/12/1989

OPPENHEIMER & CO., INC. (NEW YORK NY)

NA

11/25/1981 - 02/04/1988

L. F. ROTHSCHILD & CO. INCORPORATED

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Licenses & Designations

BC

Issued 11/28/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/1981

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Judith Gene Ashworth.
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