Unclaimed
Judith Ashworth is a financial professional with over 38 years of experience in the industry. Judith is currently registered with Blaylock VAN, LLC. Judith has previously been registered with Blaylock & Company, Inc., Macquarie Securities (USA) Inc., Nathan & Lewis Securities, Inc., Tucker Anthony Incorporated, Oppenheimer & Co., Inc., and L. F. Rothschild & Co. Incorporated. Judith has passed the Series 7, Series 63, SIE, and Series 99TO exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/21/2007 - Present
Blaylock VAN, LLC (NEW YORK NY)
NY
07/25/2007 - 12/21/2007
BLAYLOCK & COMPANY, INC. (NEW YORK NY)
NY
04/17/2007 - 06/01/2007
MACQUARIE SECURITIES (USA) INC. (NEW YORK NY)
NY
07/25/2002 - 05/09/2005
BLAYLOCK & COMPANY, INC. (NEW YORK NY)
NY
11/28/2001 - 07/08/2002
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
MA
08/29/1989 - 11/09/2001
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
01/29/1988 - 09/12/1989
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
11/25/1981 - 02/04/1988
L. F. ROTHSCHILD & CO. INCORPORATED
BC
Issued 11/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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