Unclaimed
Judith Quinones is a registered investment advisor representative with Morgan Stanley, located in Coral Gables, FL. Judith has been working in the securities industry since March 2005 and is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Judith has passed the Series 7, Series 63, and Series 66 exams, as well as the Securities Industry Essentials (SIE) exam. Prior to joining Morgan Stanley, Judith worked at RBC Capital Markets, LLC, Chase Investment Services Corp., Stanford Group Company, and BNP Paribas Investment Services, LLC. Judith specializes in providing asset allocation advice, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
04/23/2020 - Present
Morgan Stanley (Coral Gables FL)
FL
01/12/2012 - 03/24/2014
RBC CAPITAL MARKETS, LLC (MIAMI FL)
FL
02/04/2011 - 01/19/2012
CHASE INVESTMENT SERVICES CORP. (MIRAMAR FL)
FL
11/02/2004 - 03/23/2009
STANFORD GROUP COMPANY (MIAMI FL)
FL
03/13/2002 - 09/03/2003
BNP PARIBAS INVESTMENT SERVICES, LLC (MIAMI FL)
BOTH
Issued 08/25/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/28/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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