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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Judith? Claim Your ProfileJudith Daniel has been in the financial services industry for over 20 years and is currently a registered representative with Morgan Stanley. Judith holds the Series 7, Series 31, Series 63, and Series 65 licenses, as well as the SIE designation. Judith has previously worked with firms like CITIGROUP GLOBAL MARKETS INC. and OPPENHEIMER & CO. INC. Judith is registered to provide investment advice and brokerage services in multiple states across the United States. Judith specializes in providing financial planning services, asset allocation advice, and portfolio management for individuals, businesses, and investment companies. Judith is committed to providing her clients with the personalized attention and guidance they need to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
PA
12/02/2011 - Present
Morgan Stanley (Philadelphia PA)
PA
11/16/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PHILADELPHIA PA)
PA
04/15/2003 - 11/09/2006
OPPENHEIMER & CO. INC. (PHILADELPHIA PA)
IA
Issued 01/30/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 04/14/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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