Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Judith? Claim Your ProfileJudith Barry is an experienced financial professional who began her career in the securities industry in 1991. Judith holds a variety of licenses and registrations, including Series 3, 5, 7, 8, 15, 24, 57TO, 63, 65, 79TO, 99TO, and SIE. She is currently registered with Wells Fargo Securities, LLC, a well-known financial services firm, and has held previous positions with several other firms, including Corinthian Partners, L.L.C., Matrix U.S.A., LLC, CS First Boston Corporation and Lehman Brothers Inc. Judith has a strong understanding of the financial markets and is committed to providing her clients with high-quality investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/06/2017 - Present
Wells Fargo Securities, LLC (New York NY)
NY
01/30/1998 - 04/10/1998
CORINTHIAN PARTNERS, L.L.C. (NEW YORK NY)
NY
10/31/1995 - 02/13/1996
MATRIX U.S.A., LLC (NEW YORK NY)
NY
02/11/1992 - 04/11/1995
CS FIRST BOSTON CORPORATION (NEW YORK NY)
NY
08/26/1991 - 02/05/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 10/20/2017
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/12/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/2019
Series 24 - General Securities Principal Examination
BC
Issued 11/17/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 07/31/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 12/17/2018
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2017
Series 7 - General Securities Representative Examination
BC
Issued 01/11/1995
Series 15 - Foreign Currency Options Examination
BC
Issued 12/21/1994
Series 5 - Interest Rate Options Examination
BC
Issued 03/10/1993
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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