Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Judith? Claim Your ProfileJudith Anne Miller is a financial advisor with Stifel, Nicolaus & Company, Inc., located in HAMDEN, CT. Judith has been in the industry since May 4, 1994 and holds Series 7, 24, 52, and 53 licenses as well as the SIE. Prior to joining Stifel, Nicolaus & Company, Inc., Judith worked at Ryan Beck & Co., Main Street Management Company and Polaris Financial Services, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
06/05/2007 - Present
Stifel, Nicolaus & Company, Inc. (HAMDEN CT)
CT
03/09/2005 - 06/05/2007
RYAN BECK & CO. (HAMDEN CT)
MA
07/17/2000 - 08/03/2004
MAIN STREET MANAGEMENT COMPANY (BOSTON MA)
NH
09/30/1993 - 07/19/2000
POLARIS FINANCIAL SERVICES, INC. (CONCORD NH)
BC
Issued 12/05/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/25/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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