Invested Better
Unclaimed

Unclaimed

Unclaimed

Judith Anne McLellan

Raine Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Judith? Claim Your Profile

About Judith Anne McLellan

Judith McLellan is a financial professional with over nine years of experience in the securities industry. Judith is currently registered with Raine Securities LLC in Santa Monica, California. Previously, Judith was registered with Credit Suisse Securities (USA) LLC in both New York and Los Angeles. Judith holds the Series 79, Series 24, and SIE licenses.

Firm Information

Judith McLellan is currently registered with Raine Securities LLC. Raine Securities LLC is a Limited Liability Company formed in 2005. The firm is registered with the SEC and in 27 states.

Not reported

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Judith McLellan’s Registration & Firm History

CA

08/01/2022 - Present

Raine Securities LLC (SANTA MONICA CA)

CA

01/01/2020 - 07/29/2022

CREDIT SUISSE SECURITIES (USA) LLC (LOS ANGELES CA)

NY

08/12/2013 - 10/30/2018

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

Not sure if Judith Anne McLellan is right for you?

Licenses & Designations

BC

Issued 08/10/2020

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/2013

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Judith Anne McLellan.
Not sure if Judith Anne McLellan is right for you?