Unclaimed
Judith McLellan is a financial professional with over nine years of experience in the securities industry. Judith is currently registered with Raine Securities LLC in Santa Monica, California. Previously, Judith was registered with Credit Suisse Securities (USA) LLC in both New York and Los Angeles. Judith holds the Series 79, Series 24, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
08/01/2022 - Present
Raine Securities LLC (SANTA MONICA CA)
CA
01/01/2020 - 07/29/2022
CREDIT SUISSE SECURITIES (USA) LLC (LOS ANGELES CA)
NY
08/12/2013 - 10/30/2018
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 08/10/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Judith McLellan is the right advisor for you? Invested Better is here to help.