Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Judith? Claim Your ProfileJudith Tocco is a financial advisor with over 30 years of experience in the industry. Judith is a CERTIFIED FINANCIAL PLANNER™ professional and holds Series 6, 7, 24, 63 and 65 licenses. She is registered with LPL Financial LLC in Tucson, Arizona and has a branch office location in Tucson, Arizona. Judith has previously worked with LINSCO/PRIVATE LEDGER CORP., CUNA BROKERAGE SERVICES, INC. and AEGON USA SECURITIES INC. Judith is a highly experienced and qualified financial advisor who is dedicated to providing her clients with the best possible service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
10/09/2008 - Present
LPL Financial LLC (TUCSON AZ)
SC
07/14/1997 - 03/31/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
IA
07/13/1995 - 07/14/1997
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
IA
07/21/1989 - 07/24/1995
AEGON USA SECURITIES INC. (CEDAR RAPIDS IA)
IA
Issued 10/30/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/20/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1997
Series 7 - General Securities Representative Examination
BC
Issued 07/20/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Judith Tocco is the right advisor for you? Invested Better is here to help.
