Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Judith? Claim Your ProfileJudith Ricciardi is a financial professional with over 25 years of experience in the financial services industry. Judith currently holds the Series 7TO, Series 99TO, and SIE licenses and is a FINRA-registered General Securities Representative and Operations Professional. Judith is a Principal for TFS Derivatives LLC and is a member of the firm's branch office in New York, NY. Judith is also a former General Securities Representative for Tradition Securities AND Derivatives LLC, where she worked for over 20 years. Previously, Judith held positions with STANDARD CREDIT SECURITIES INC. and AVATAR CAPITAL GROUP LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/11/2008 - Present
TFS Derivatives LLC (NEW YORK NY)
NY
08/06/1997 - 02/14/2015
STANDARD CREDIT SECURITIES INC. (NEW YORK NY)
NJ
11/23/2009 - 03/01/2012
AVATAR CAPITAL GROUP LLC (JERSEY CITY NJ)
BC
Issued 07/29/1997
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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