Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Judith? Claim Your ProfileJudith Ann Nelson is a registered representative of Wells Fargo Clearing Services, LLC, a firm with a strong presence in the financial services industry. Judith has been active in the industry since January 2011 and possesses a wealth of experience. Having earned the Series 66, 10, 9, 99TO, SIE, and 7 licenses, Judith has a comprehensive understanding of the financial markets and a commitment to providing sound investment advice. In addition to her primary affiliation with Wells Fargo Clearing Services, LLC, Judith has prior experience with First Clearing, LLC and Edward Jones. This diverse background allows her to bring a well-rounded perspective to her clients' financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
07/26/2013 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
06/19/2014 - 11/25/2015
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
01/24/2011 - 09/14/2011
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 05/31/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/06/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/08/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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